Certified Fraud Examiner Practice 2025 - Free Practice Questions and Study Guide

Question: 1 / 400

Which entity acts as the regulatory body for futures and commodities industries?

Securities and Exchange Commission

Commodities Futures Trading Commission

The Commodities Futures Trading Commission serves as the regulatory body for the futures and commodities industries. This agency is responsible for overseeing the trading of futures and options contracts, ensuring the integrity of these markets, and protecting market participants from fraud and abusive practices. It establishes regulations that guide the conduct of market participants, monitors trading activities, and enforces compliance with the Commodity Exchange Act.

The other entities mentioned have different focuses. The Securities and Exchange Commission regulates securities markets, which include stocks and bonds, while the Financial Industry Regulatory Authority oversees brokerage firms and exchange markets. The Federal Trade Commission primarily engages in consumer protection and antitrust laws, addressing issues in various markets but not specifically within the commodities and futures sectors. Thus, the selection of the Commodities Futures Trading Commission is appropriate for this context.

Get further explanation with Examzify DeepDiveBeta

Financial Industry Regulatory Authority

Federal Trade Commission

Next Question

Report this question

Subscribe

Get the latest from Examzify

You can unsubscribe at any time. Read our privacy policy